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Postman on Politics

Chief political reporter David Postman explores state, regional and national politics.

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November 21, 2007 10:55 AM

Constitutional questions about 601 go unanswered

Posted by David Postman

The state Supreme Court agreed unanimously this morning to uphold increases in tobacco and alcohol taxes approved by the 2005 Legislature. But no substantive constitutional issues were settled. For the second time the court sidestepped the issue of whether the 1993 voter-approved Initiative 601 was constitutional. In 1994 the court declined to rule on a challenge to implementation of the law, saying the plaintiffs could not yet show any harm from the measure.

But there is much interesting debate in four separate concurrences issued in today's case.

For the first time, two justices on the court wrote clearly that they think the limits on spending and tax increases in I-601 are unconstitutional. Two others clearly disagree, but the majority avoid what Justice Tom Chambers wrote is the "elephant in the courthouse."

Opinions from Chambers and Chief Justice Gerry Alexander seem almost like an invitation for more legal challenges to initiatives, particularly Tim Eyman's I-960, which voters approved this month.

Chambers and Alexander say that 1993's I-601 violates the state Constitution because it requires a public vote for the Legislature to raise taxes above limits set by the initiative. That is an intrusion, they say, into the Legislature's constitutional powers.

Chambers wrote that he was sorry the court did not rule on the overriding constitutional questions around 601.

At its core, this case is about that constitutional question. Certainly, we can avoid this question. But we have the undoubted power to decide it. I think we should.

There's no question how Chambers would decide the question.

Answering the underlying question is principled, is definitive, and will serve the public good. I would hold that I-601's referendum requirement is an unconstitutional intrusion into the legislature's plenary power to pass laws. See Const. art. II, § 1; Larson, 156 Wn.2d at 759; ATU, 142 Wn.2d at 242. Our respect for the text and for the checks and balances of our constitutional system of government demands no less.

....

Just like the legislature, the people must conform to the requirements of the constitution when exercising their legislative authority under the Seventh Amendment. I-601 — and its legislative descendents — is unconstitutional because it purports to condition an entire class of legislation on voter approval. That is direct democracy. That is not our system.

Alexander agreed, writing that 601, known as the Taxpayer Protection Act, "is an unconstitutional intrusion into the legislature's plenary power to pass laws." And he too wishes the majority had gone further today.

I agree with the majority that we should decide a case on statutory grounds, rather than constitutional grounds, when possible. Majority at 4 n.7. In this case, though, I believe we must necessarily decide the constitutional issue. I say that because in order to determine whether the Taxpayer Protection Act (TPA) (chapter 43.135 RCW) or Engrossed Substitute Senate Bill 6896 (the 2006 amendment) are constitutionally valid, it is necessary to determine first whether the people may constrain the plenary powers of the legislature by initiative.

Chambers says 601 is unconstitutional because it takes away the Legislature's constitutionally-guaranteed powers and, by requiring public votes for what the Constitution says is the Legislature's job, is an attempt to amend the Constitution. And that can't be done by initiative.

That is one of the very issues that opponents of I-960 hoped would stop a vote on this year's Tim Eyman-sponsored tax limitation. But the court said that it would not rule on the issue since the initiative had not become law and no one could yet show any harm.

Justice Jim Johnson wrote his concurrence to dispute Chambers' argument. They have a clear disagreement about the power of the Seventh Amendment to the state Constitution, which created the right to initiatives and referenda. Chambers believes:

The power of initiative and referendum does not give the people the power to condition a future state law on future approval of the people, any more than it gave that power to the legislature.

That, he said, preserves the "core aspect" of the Legislature's power. But Johnson says Chambers misses the reality behind the amendment:

Ironically, that amendment, allowing direct legislation by the people, was intended as an antidote to just such thinking (as was the concurrent Eighth Amendment providing for recall of public officials). The amendment's words make this point clear: "The legislative authority of the state of Washington shall be vested in the legislature . . . but the people reserve to themselves the power to propose bills, laws, and to enact or reject the same at the polls, independent of the legislature."

Johnson also refers to Article 1 of the state Constitution:

All political power is inherent in the people, and governments derive their just powers from the consent of the governed, and are established to protect and maintain individual rights.

He says that makes it clear, with or without the power of initiative, that the representative democracy that Chambers says is paramount is not meant to be absolute.

Rather, our government exists "to protect and maintain individual rights." Wash. Const. art. I, § 1. Representative government is a tool to those ends, and when not fulfilling the purpose of protecting individual rights, the people can protect those rights on their own with an initiative or a referendum.

...

Those campaigning for Washington's Seventh and Eight Amendments undoubtedly would have preferred wise legislators providing them with competent service. "But we seldom get such service, and we many times need the power of Direct Legislation so that we may lock the barn before the horse is stolen."

That last quote comes from the 1912 campaign for the Seventh Amendment. It is from a campaign flyer from the Direct Legislation League of Washington. Johnson provided a link in his opinion to a PDF of the flyer at the Secretary of State's site.

It's pretty interesting to read the campaign material. The rhetoric has changed little in 95 years. Much of it could have been written by Eyman. Here's the passage that Johnson quotes from:

Of course, it is not proposed that the people shall do much of the law making, for all have their private affairs to attend to and do not wish to be unduly bothered with these matters. We shall always need the services of trained legislators, and so long as they give us faithful, disinterested and reasonably wise service, we shall not interfere. But we seldom get such service, and we many times need the power of Direct Legislation so that we may lock the barn before the horse is stolen. Without these powers we are not truly self-governing, but merely elect other men to govern us who have, for the most part, been selected by party bosses and machines.

Under our present system the sole law-making power is vested in the legislature. The great store of integrity and political wisdom that rests in the mass of the people is lost because we allow a few legislators, often controlled by corporate and other selfish interests, to dictate the whole policy of the state. The legislature should advise and lead, but when that body misleads we must have the power to stop it. When this power is once vested in the people, the legislature acts in such a way as to almost obviate the necessity of its use.

Justice Richard Sanders, a strong supporter of initiatives, does not engage Chambers in his concurrence. Instead, he disputes the thinking of the majority. While the majority did not reach the constitutional questions about I-601, it went too far for Sanders in bowing to legislative power. He says, in fact, the majority's thinking is "profoundly un-American in theory."

Sanders wrote:

The majority's unexamined claim in reality invites a totalitarian regime and is inconsistent with the founders' understanding of the social compact.

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Posted by Bob

11:56 AM, Nov 21, 2007

You characterize Sanders as "a strong supporter of initiatives." Not so fast. He only supports initiatives he agrees with. As the sole dissenter in over two dozen criminal cases, where he favored the criminal over the prosecution, he also has written (in at least three opinions) that the "Persistent Offender Accountability Act" -- the so-called "Three Strikes and You're Out" Initiative 593 -- is unconstitutional. He's even testified before a legislative committee to that affect; the very height of judicial activism. Don't take my word for it, check out his website -- www.justicesanders.com -- a monument to his unbridled hubris.

Posted by tyra

12:48 PM, Nov 21, 2007

Tomorrow when I bow my head to give thanks for ever so much, I will include in the list the blessing of David's Blog. No kidding, people, this blog is a prime example of great writing and analysis that simply wasn't available heretofore. Stop and think about the civics educaton contained herein. It truly is amazing. Thank you David!

Posted by Tim Eyman, I-960 co-sponsor

1:34 PM, Nov 21, 2007

From: Tim Eyman, I-960 co-sponsor


I-601, approved by voters in 1993, REQUIRES voter approval for tax increases that exceed the state spending limit.


I-960 DOES NOT require voter approval for tax increases. As Chambers' wrote, no law can "condition legislation" to a vote of the people. I-960 doesn't condition a tax vote. the Legislature can jack up taxes and I-960 doesn't stop them from doing so.


But I-960 does ensure the voters get to learn which legislators voted for a tax hike that is blocked from a binding vote of the people. The voters do get information in the voters pamphlet about how to contact legislators who voted on the bill and how they voted. The voters do get a non-binding advisory vote on the blocked tax hike to tell legislators how they feel about the increase.


Public disclosure, transparency, information, and sending a message to Olympia -- those things are as legal and constitutional today as they were yesterday.


I'm very confident that the Legislature got the voters' message of I-960 and will follow the law, abide by the Constitution, and keep the people informed. Not because they have to, but because they'll get caught if they don't. Olympia does the right thing as long as they know the people and the press are watching. I-960 provides that bright spotlight for the people and the press to ensure nothing is done under-the-radar-screen when it comes to tax hikes in Olympia.

Posted by Will in Seattle

3:07 PM, Nov 21, 2007

Man, sure wish Timmy would stop spamming us his emails. A link to his email is one thing ...


That said, I'm glad for the ruling.

Posted by jamesb

6:39 PM, Nov 21, 2007

The Constitutional argument is an interesting one. Johnson and Chambers make compelling points. I lean toward Chambers as that is the outcome I would want to see but that doesn't make it legally valid. My question to Johnson would be what restrains the passions of the people if the initiative can be used to pass blanket laws? Of course, it would not be fair to ask him to answer. Legal decisions can not be made on the possible long term consequences but rather on existing law.
When Madison warned against the "tyranny of the majority", he wasn't talking about legislatures.

Posted by Hector

8:12 PM, Nov 21, 2007

jamesb, when Madison warned against the tyranny of the majority, he was most definitely talking about legislatures, the branch capable of sucking all power into it "imperious vortex." (Federalist 48). The Founders considered representative assemblies to be superior to direct democracy, but given the experiences of the 1780's, they were deeply suspicious these assemblies if left unrestrained.

Posted by whirlpool

9:25 PM, Nov 21, 2007

JamesB


What part of the 95 year old text you don't understand.


Read it again..... Plain english sir.

Posted by Deb Eddy's Echo

9:28 PM, Nov 21, 2007

Postman: Do not blog about transportation legislation, Sound Transit, etc.


You did fine with Roads and Transit (that one blog entry about Keep Washington Rolling). But no more.

Posted by jamesb

10:16 PM, Nov 21, 2007

Hector,
I was not suggesting there should be no restraint on the legislature. I was asking what restrains the people. Madison was talking about the people.
James Madison wrote in Federalist Paper 51: "It is of great importance in a republic not only to guard the society against the oppression of its rulers but to guard one part of the society against the injustice of the other part. If a majority be united by a common interest, the rights of the minority will be insecure."
In Federalist Paper 62 "It will be of little avail to the people that laws are made by men of their own choice ... if they be repealed or revised before they are promulgated, or undergo such incessant changes that no man, who knows what the law is today, can guess what it will be tomorrow. Law is defined to be a rule of action; but how can that be a rule which is little known, and less fixed."
In Federalist Paper 63 "an institution may be sometimes necessary as a defense to the people against their own temporary errors and delusions.... ...there are particular moments in public affairs when the people, stimulated by some irregular passion or some illicit advantage, or misled by the artful misrepresentations of interested men, may call for measures which they themselves will afterwards be the most ready to lament and condemn.
The framers created a government with checks and balances not only between branches of government but between government and the governed. Just my guess of course but I think the Framers would support the initiative process when used as a scalpel but loath it when used as a meat ax.

Posted by wayne

10:42 PM, Nov 21, 2007

Under the state constitution, initiatives have no greater or lesser effect than legislation passed by the legislature, with the exception of the two year window when a two thirds vote of the legislature is required to overturn an initiative. The initiative power is just another way of making laws, or changing prior laws. Neither the legislature nor initiatives can put greater restraints on future legislation or legislatures than permitted in the constitution.

Posted by platypus

2:01 PM, Nov 22, 2007

This may be a bit off topic but in my view it is necessary to fully appreciate this discussion.

Much has been made of the bedrock authority for enacting legislation. But what of the one branch which has, in true Marbury v Madison tradition, arrogated to itself the authority to rule as royalty?

That would be the superior court judiciary, the members of which NEVER stand for election despite such judgeships being elective.

We the people cannot recall them but we don't get to elect them either. All they have to do is win ONE election and they never appear on a ballot again unless some attorney is reckless enough to file to run in opposition.

Considering the enormous advantage of incumbency, few attorneys are willing to risk the danger of arousing a judge's ire by filing.

The other "right" that is conveniently denied by this cartel scheme is the right to mount a "write-in" campaign.

Since this abominable scheme has been in place since the mid-sixties, I harbor no real illusions that anybody will really care that it cannot be within the scope of the Fourteenth Amendment to have judges receiving election certificates without any votes being cast.

After all, attorneys as a group benefit from having a closed shop and the more closed the better. Why should any of the powermongers give up power, let alone to the people?

Those who fear the people are afraid of them. If Gregoire and the Legislature REALLY wanted to prove that Democrats care about the people, they would repeal Art. IV, sec. 29 (the judicial appointment-for-life act).

Posted by Paul Fraser

3:28 PM, Jan 31, 2008

Wake the heck up Postman! Every time the people of Washington want to pass legislation to curb the insatiable spending habits of Olympia...well, then it's no longer constitutional?! Whatever Postman. http://battlesoftim.com

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